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July 30, 2007 Washington, DC and New York, NY – The consolidation of the NASD and NYSE, announced 11/28/06 was approved by the Securities and Exchange Commission on 7/26/07 and became effective today, 7/30/07. The new name, The Financial Industry Regulatory Authority (FINRA) begins operations today as the largest non-governmental regulatory organization for securities brokers and dealers doing business in the United States. To read the news release, click here: www.finra.org/PressRoom/NewsReleases/2007NewsReleases/P036329Be assured that your Kaplan Financial product development team is carefully monitoring the impact that these changes may have on the exam content outlines, and will inform you regularly with content updates and new questions. Content enhancements and practice questions are made available in TestAlerts! posted to the website.
Kaplan Financial traditional and virtual classes provide excellent training and help keep you focused on all the need-to-know information to pass the exams! As always, Kaplan Financial is committed to providing you the very best in licensing exam preparation materials.
Please contact AnswerPhone at 1-800-621-9621, ext. 3598 with any questions you may have about securities licensing or Kaplan Financial exam prep materials.
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